LPL Financial LLC

Q3 2020 13F-HR Holdings

Location
Fort Mill, SC
Holdings as of
9/30/2020
Date filed
11/9/2020
Form type
13F-HR
Num holdings
3,545
Total value ($000)
$64,033,078
Net value change ($000)
+6,638,927 (11.6%)
New positions
240
Sold out positions
153
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2020 Next filing: 2/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 352,582 35.8%
GSLC 269,375 87.4%
QQQ 224,868 14.9%
IVV 204,881 16.0%
SPY 150,212 12.2%
AMZN 131,912 21.4%
GCOR 86,967 NEW
GSIE 86,452 518.3%
TSLA 81,970 125.9%
GLD 79,253 27.8%
Top Reduces (Value $000, Stocks/ETFs)
IVE -97,593 -41.1%
IVW -89,806 -21.2%
BIL -31,613 -22.0%
XLF -30,744 -20.6%
MDY -28,355 -31.6%
IEFA -23,654 -3.8%
XLE -22,853 -32.8%
XOM -22,759 -23.3%
BND -22,059 -1.3%
AGG -21,090 -2.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 97,174 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type