LPL Financial LLC

Q4 2020 13F-HR Holdings

Location
Fort Mill, SC
Holdings as of
12/31/2020
Date filed
2/12/2021
Form type
13F-HR
Num holdings
3,805
Total value ($000)
$77,221,974
Net value change ($000)
+13,188,896 (20.6%)
New positions
404
Sold out positions
143
Turnover %
0.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/9/2020 Next filing: 5/14/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IWM 510,290 85.0%
IEFA 434,056 72.8%
IEMG 373,817 50.0%
AAPL 349,076 26.1%
IVV 292,685 19.7%
IJH 284,243 31.0%
SPY 270,627 19.6%
QQQ 265,930 15.3%
ESGU 244,687 73.3%
BND 227,034 13.1%
Top Reduces (Value $000, Stocks/ETFs)
USMV -236,582 -24.8%
TIP -191,269 -52.0%
IUSV -93,625 -14.1%
NEAR -60,885 -44.8%
VCIT -50,501 -4.3%
IYG -50,017 -75.5%
BIL -46,549 -41.4%
World Gold TR -37,744 -42.9%
GOVT -31,451 -8.0%
WTV -25,865 -90.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 45,710 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type