LPL Financial LLC

Q1 2021 13F-HR Holdings

Location
Fort Mill, SC
Holdings as of
3/31/2021
Date filed
5/14/2021
Form type
13F-HR
Num holdings
4,071
Total value ($000)
$86,992,284
Net value change ($000)
+9,770,310 (12.7%)
New positions
412
Sold out positions
161
Turnover %
0.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/12/2021 Next filing: 8/13/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 439,969 69.6%
IUSB 395,731 1177.3%
EFV 323,195 1370.2%
IJH 226,958 18.9%
IJR 225,107 55.8%
IWM 220,740 19.9%
VTI 210,917 12.4%
VO 199,390 67.8%
XLF 172,183 124.9%
SPY 157,600 9.5%
Top Reduces (Value $000, Stocks/ETFs)
LQD -221,151 -39.2%
USMV -145,840 -20.3%
AAPL -113,114 -6.7%
SHYG -100,764 -74.7%
GLD -82,331 -20.3%
TLT -77,064 -55.7%
GSLC -74,882 -11.2%
HYG -68,562 -32.6%
AGG -60,909 -8.4%
QQQ -55,913 -2.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 133,466 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type