LPL Financial LLC

Q3 2023 13F-HR Holdings

Location
Fort Mill, SC
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
4,684
Total value ($000)
$142,844,674
Net value change ($000)
+2,892,760 (2.1%)
New positions
266
Sold out positions
170
Turnover %
0.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/31/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TFLO 317,186 114.0%
IVV 262,258 7.3%
BUFR 175,482 139.4%
TLT 174,861 74.6%
SPY 154,098 5.2%
EFV 152,300 31.8%
BIL 149,045 23.4%
XLE 142,644 26.1%
TBIL 137,570 158.6%
IVW 124,966 31.1%
Top Reduces (Value $000, Stocks/ETFs)
GOVT -290,454 -62.3%
AAPL -241,653 -8.4%
IYW -152,462 -35.1%
QUAL -150,646 -8.8%
ESGU -150,169 -32.3%
EFG -147,163 -22.7%
IUSB -103,435 -9.0%
IEMG -93,041 -8.2%
TLH -83,396 -57.5%
FVD -79,860 -8.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 178,318 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type