LPL Financial LLC

Q4 2023 13F-HR Holdings

Location
Fort Mill, SC
Holdings as of
12/31/2023
Date filed
2/14/2024
Form type
13F-HR
Num holdings
4,792
Total value ($000)
$165,111,641
Net value change ($000)
+22,266,967 (15.6%)
New positions
274
Sold out positions
170
Turnover %
0.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/13/2023 Next filing: 5/10/2024 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 831,040 21.6%
QQQ 644,060 23.9%
SPY 568,241 18.1%
MSFT 494,017 27.5%
VTI 463,110 16.1%
AAPL 431,072 16.4%
SPYM 386,687 33.7%
SPYG 350,085 25.5%
QUAL 323,780 20.8%
SPYV 298,932 25.8%
Top Reduces (Value $000, Stocks/ETFs)
EFG -97,090 -19.4%
XLE -80,232 -11.7%
USMV -78,759 -14.3%
Invesco Exchange-Traded Self-Indexed Fund Trust -71,016 -100.0%
EZU -60,372 -84.8%
VONV -56,293 -38.8%
GOVT -55,232 -31.4%
SUB -53,410 -44.5%
TIP -45,544 -20.4%
TFLO -42,443 -7.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 259,641 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type