BASSWOOD CAPITAL MANAGEMENT, L.L.C.

Q4 2013 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
162
Total value ($000)
$1,812,789
Net value change ($000)
—
New positions
159
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/15/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SNV 77,591 —
JPM 57,580 —
WFC 55,120 —
BAC 54,200 —
USB 46,543 —
BDC 43,190 —
C 41,725 —
BK 41,694 —
CIT GROUP INC 40,986 —
HUDSON VALLEY HOLDING CORP 40,091 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,919 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type