BASSWOOD CAPITAL MANAGEMENT, L.L.C.
Q1 2014 13F-HR Holdings
Net value change ($000)
+109,014
(6.0%)
New positions
24
Sold out positions
9
Turnover %
7.7%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| HWC | 15,737 | NEW |
| CITY NATIONAL CORP | 15,133 | 56.9% |
| IBOC | 15,069 | NEW |
| WTFC | 13,945 | 102.8% |
| GS | 13,580 | 1577.2% |
| WILLIS GROUP HOLDINGS PUBLIC | 13,535 | NEW |
| FIRST NIAGARA FINL GP INC | 12,247 | 2251.3% |
| MS | 9,484 | 111.0% |
| PFBC | 9,279 | 89.0% |
| STT | 9,141 | 26.0% |
Top Reduces (Value $000, Stocks/ETFs)
| FIRST NBC BK HLDG CO | -23,106 | -62.9% |
| NTRS | -19,082 | -100.0% |
| PNC | -17,574 | -100.0% |
| ZION | -14,047 | -50.8% |
| JPM | -13,079 | -22.7% |
| MET | -12,579 | -74.8% |
| BANC | -12,386 | -58.9% |
| BAC | -11,623 | -21.4% |
| BOSTON PRIVATE FINANCIAL HOLDINGS INC | -10,615 | -77.0% |
| IBCP | -8,032 | -60.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
2,609
(0.1% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|