BASSWOOD CAPITAL MANAGEMENT, L.L.C.

Q2 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
6/30/2014
Date filed
7/8/2014
Form type
13F-HR
Num holdings
164
Total value ($000)
$1,945,916
Net value change ($000)
+24,113 (1.3%)
New positions
10
Sold out positions
22
Turnover %
16.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SNV 93,915 NEW
CARDINAL FINANCIAL CORP 25,956 266.0%
RF 23,290 1163.9%
SQUARE 1 FINANCIAL INC 23,148 NEW
HBAN 18,492 NEW
IBOC 12,293 81.6%
NEWBRIDGE BANCRP 10,585 100.1%
STL 8,718 NEW
SUFFOLK BANCORP COM 8,422 56.1%
TCF FINL CORP 7,698 NEW
Top Reduces (Value $000, Stocks/ETFs)
SNV -84,359 -100.0%
DOV -16,003 -100.0%
HWC -15,737 -100.0%
FIRST NBC BK HLDG CO -13,090 -95.9%
OCFC -10,778 -62.6%
MS -9,975 -55.3%
GENERAL CABLE CORP DEL NEW -9,225 -64.0%
C -9,127 -19.3%
FAF -9,017 -36.0%
BK -8,973 -20.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,800 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type