Sigma Planning Corp

Q4 2019 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
12/31/2019
Date filed
2/3/2020
Form type
13F-HR
Num holdings
1,051
Total value ($000)
$2,370,357
Net value change ($000)
—
New positions
1030
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/1/2020 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 93,276 —
AAPL 67,750 —
USMV 51,553 —
IVW 46,566 —
AGG 37,163 —
SPLV 36,415 —
LQD 34,532 —
AMZN 34,334 —
IJH 33,638 —
SPY 31,355 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 96,860 (4.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type