Sigma Planning Corp

Q1 2020 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
3/31/2020
Date filed
5/1/2020
Form type
13F-HR
Num holdings
915
Total value ($000)
$1,684,315
Net value change ($000)
-686,042 (-28.9%)
New positions
95
Sold out positions
228
Turnover %
8.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/3/2020 Next filing: 7/31/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SHY 11,472 103.2%
QQQ 8,480 27.9%
SPY 6,330 20.2%
FTSM 4,101 230.8%
TLT 4,047 107.3%
AMZN 3,720 10.8%
MINT 3,410 44.2%
BIL 2,988 90.0%
MSFT 2,896 11.2%
SMH 2,807 NEW
Top Reduces (Value $000, Stocks/ETFs)
IVV -24,902 -26.7%
SPLV -20,581 -56.5%
IVW -17,915 -38.5%
IJR -13,581 -52.1%
IJH -12,598 -37.5%
ITOT -11,172 -46.9%
XMLV -10,855 -78.7%
EFAV -10,675 -52.5%
IVE -10,103 -41.1%
DIA -8,762 -75.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,690 (0.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type