Sigma Planning Corp

Q3 2020 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
9/30/2020
Date filed
11/3/2020
Form type
13F-HR
Num holdings
1,060
Total value ($000)
$2,526,727
Net value change ($000)
+248,461 (10.9%)
New positions
137
Sold out positions
133
Turnover %
5.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/31/2020 Next filing: 2/9/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 32,791 35.2%
MTUM 18,341 128.9%
SPY 16,863 33.1%
DIA 12,948 497.8%
LQD 11,724 26.1%
AMZN 11,564 21.2%
GLD 9,795 35.5%
CRM 6,890 163.7%
NVDA 6,851 68.7%
PYPL 6,635 112.0%
Top Reduces (Value $000, Stocks/ETFs)
IJH -12,944 -49.2%
TLT -6,235 -38.2%
FBT -5,545 -80.9%
QQQ -4,407 -8.7%
HUM -3,567 -83.1%
CyrusOne Holdco LLC -3,050 -100.0%
SKYY -3,004 -56.6%
SMH -2,983 -92.5%
SHOP -2,829 -44.0%
QTEC -2,824 -79.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 12,243 (0.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type