Sigma Planning Corp

Q4 2020 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
12/31/2020
Date filed
2/9/2021
Form type
13F-HR
Num holdings
1,194
Total value ($000)
$2,940,422
Net value change ($000)
+413,695 (16.4%)
New positions
205
Sold out positions
81
Turnover %
5.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/3/2020 Next filing: 5/6/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 15,549 17.6%
AAPL 12,351 9.8%
SPHB 12,190 NEW
PWR 10,541 NEW
FXY 8,345 NEW
VOO 8,099 80.8%
ARKW 8,068 233.2%
ALGN 7,406 NEW
FCX 7,030 771.7%
QCOM 6,942 180.6%
Top Reduces (Value $000, Stocks/ETFs)
USMV -14,318 -29.6%
GLD -10,454 -28.0%
SPGI -6,939 -94.7%
NVDA -6,205 -36.9%
ABIOMED INC -5,349 -94.8%
MCD -4,405 -46.4%
AMD -4,365 -52.3%
BIGGQ -4,088 -100.0%
FFEB -3,345 -100.0%
CMCSA -3,243 -63.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 45,996 (1.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type