Sigma Planning Corp

Q1 2021 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
3/31/2021
Date filed
5/6/2021
Form type
13F-HR
Num holdings
1,325
Total value ($000)
$3,130,214
Net value change ($000)
+189,792 (6.5%)
New positions
229
Sold out positions
94
Turnover %
6.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/9/2021 Next filing: 8/13/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PTBD 12,953 1789.1%
RSP 10,733 227.8%
IVV 9,971 9.6%
IJJ 9,094 513.8%
TPR 8,876 NEW
IWM 8,597 84.9%
IVZ 8,085 3039.5%
FEX 8,075 1424.2%
IJR 7,981 41.1%
VTV 7,892 131.6%
Top Reduces (Value $000, Stocks/ETFs)
IEF -22,826 -74.9%
AAPL -16,572 -12.0%
QQQ -16,197 -30.7%
LQD -15,088 -28.1%
USMV -13,157 -38.7%
GLD -12,124 -45.0%
AGG -8,915 -21.4%
FXY -8,345 -100.0%
PHYS -7,370 -84.5%
QCOM -6,955 -64.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 16,587 (0.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type