Sigma Planning Corp

Q3 2021 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
9/30/2021
Date filed
10/28/2021
Form type
13F-HR
Num holdings
1,372
Total value ($000)
$3,324,996
Net value change ($000)
-30,097 (-0.9%)
New positions
124
Sold out positions
163
Turnover %
4.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2021 Next filing: 2/2/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCHG 13,432 135.2%
JVAL 9,380 626.6%
XLK 8,334 97.7%
VLUE 7,648 215.1%
MRNA 7,359 236.8%
RPG 7,121 1511.9%
MTUM 6,695 17.7%
GOOGL 6,124 41.0%
RDVY 5,802 65.1%
SPY 5,780 12.8%
Top Reduces (Value $000, Stocks/ETFs)
SPHB -12,542 -54.6%
IWM -10,980 -63.7%
BBWI -8,779 -100.0%
SPLV -7,488 -74.5%
XLE -7,428 -54.5%
RPV -7,340 -100.0%
FVD -6,772 -39.6%
VTV -6,545 -42.5%
ARKK -6,510 -33.9%
MARATHON OIL CORP -6,346 -95.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 37,052 (1.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type