Sigma Planning Corp

Q4 2021 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
12/31/2021
Date filed
2/2/2022
Form type
13F-HR
Num holdings
1,383
Total value ($000)
$3,588,041
Net value change ($000)
+263,045 (7.9%)
New positions
141
Sold out positions
128
Turnover %
3.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/28/2021 Next filing: 4/20/2022 SEC filing

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 38,336 27.4%
IVV 27,507 21.4%
QQQ 14,713 29.0%
SPY 11,571 22.8%
NVDA 10,926 45.6%
MSFT 10,012 16.2%
RDVY 9,773 66.4%
FTSM 9,503 247.2%
LMBS 9,104 104.1%
BSV 7,037 NEW
Top Reduces (Value $000, Stocks/ETFs)
MRNA -7,414 -70.8%
FPXI -6,900 -84.8%
CROX -6,814 -78.5%
PYPL -6,732 -41.9%
FEX -6,192 -80.0%
SPHB -5,091 -48.8%
MTUM -4,121 -9.3%
TROW -3,808 -79.0%
PTBD -3,794 -24.0%
BUFR -3,694 -78.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 20,977 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type