Sigma Planning Corp

Q1 2022 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
3/31/2022
Date filed
4/20/2022
Form type
13F-HR
Num holdings
1,362
Total value ($000)
$3,338,142
Net value change ($000)
-249,899 (-7.0%)
New positions
130
Sold out positions
151
Turnover %
4.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/2/2022 Next filing: 8/11/2022 SEC filing

Snapshot: Change Analysis

Compared to Q4 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FVD 14,465 122.2%
GLD 13,305 64.8%
FTGC 10,485 455.9%
DGRO 10,064 21.7%
SCHD 9,418 70.2%
FLOT 8,256 171.7%
CDC 8,255 NEW
RSP 8,217 41.0%
XLE 7,321 88.4%
RDVY 6,384 26.1%
Top Reduces (Value $000, Stocks/ETFs)
MTUM -28,401 -70.4%
QQQ -15,747 -24.1%
IVW -15,450 -37.9%
SCHG -14,131 -53.0%
IJR -14,004 -33.6%
LQD -12,242 -29.5%
IVE -10,576 -38.4%
LMBS -9,713 -54.4%
SPY -9,198 -14.7%
IEFA -8,275 -42.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 7,586 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type