Sigma Planning Corp

Q3 2022 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
9/30/2022
Date filed
11/10/2022
Form type
13F-HR
Num holdings
1,261
Total value ($000)
$2,623,404
Net value change ($000)
-253,910 (-8.8%)
New positions
75
Sold out positions
99
Turnover %
3.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2022 Next filing: 1/24/2023 SEC filing

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SHY 17,823 NEW
PEP 7,927 NEW
BALT 4,809 NEW
PSTP 4,691 NEW
AMZN 4,165 9.9%
FTSM 4,025 53.3%
JEPI 3,532 88.0%
UCON 3,332 51.8%
UNH 3,274 27.4%
FHLC 3,028 47.0%
Top Reduces (Value $000, Stocks/ETFs)
GLD -10,605 -43.7%
FTGC -7,042 -53.5%
CDC -6,483 -66.5%
UUP -6,410 -96.6%
TIP -5,530 -27.3%
MSFT -4,951 -10.1%
DBC -4,374 -77.4%
PSFF -4,278 -100.0%
VZ -3,796 -27.3%
XOM -3,649 -26.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 9,015 (0.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type