Sigma Planning Corp
Q4 2022 13F-HR Holdings
Net value change ($000)
+173,750
(6.6%)
New positions
104
Sold out positions
95
Turnover %
3.6%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q3 2022
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| JEPI | 13,261 | 175.7% |
| JPST | 13,022 | 238.1% |
| FDL | 11,710 | 275.2% |
| IVV | 6,529 | 5.4% |
| NOC | 5,754 | 518.8% |
| DDEC | 5,085 | NEW |
| XLE | 5,052 | 41.4% |
| SCHD | 4,998 | 20.0% |
| COWZ | 4,916 | 26.3% |
| AVUV | 3,918 | 81.8% |
Top Reduces (Value $000, Stocks/ETFs)
| AMZN | -12,652 | -27.4% |
| AAPL | -11,970 | -9.2% |
| TSLA | -8,994 | -55.2% |
| Invesco Exchange-Traded Self-Indexed Fund Trust | -8,183 | -100.0% |
| JVAL | -7,544 | -58.5% |
| FVD | -7,020 | -32.9% |
| CFO | -3,391 | -100.0% |
| Invesco Exchange-Traded Self-Indexed Fund Trust | -2,510 | -100.0% |
| ARKK | -2,266 | -41.8% |
| GOOGL | -2,176 | -15.2% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|