Sigma Planning Corp

Q2 2023 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
6/30/2023
Date filed
8/2/2023
Form type
13F-HR
Num holdings
1,202
Total value ($000)
$2,784,948
Net value change ($000)
-224,254 (-7.5%)
New positions
84
Sold out positions
179
Turnover %
4.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/8/2023 Next filing: 11/6/2023 SEC filing

Snapshot: Change Analysis

Compared to Q1 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FAUG 24,601 11604.2%
AAPL 12,623 8.6%
AMZN 7,235 17.6%
MOAT 7,154 88.0%
MSFT 6,082 11.7%
FLOT 5,706 43.1%
TSLA 5,624 39.3%
NVDA 5,550 23.2%
PSFF 5,117 NEW
IVV 4,784 3.4%
Top Reduces (Value $000, Stocks/ETFs)
FDL -13,758 -59.7%
JEPI -11,355 -47.1%
RDVY -11,244 -55.8%
JPST -10,255 -53.2%
SCHD -7,975 -22.4%
USMV -7,249 -33.4%
SCHG -6,985 -59.6%
FXZ -6,194 -96.8%
EFAV -6,047 -90.0%
FTA -5,869 -73.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 11 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type