Sigma Planning Corp

Q1 2023 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
3/31/2023
Date filed
5/8/2023
Form type
13F-HR
Num holdings
1,295
Total value ($000)
$3,009,202
Net value change ($000)
+212,048 (7.6%)
New positions
121
Sold out positions
86
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/24/2023 Next filing: 8/2/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 28,760 24.3%
IVV 13,634 10.6%
IGSB 12,328 1043.9%
NVDA 10,905 83.5%
GLD 10,397 71.0%
QQQ 9,578 23.0%
IVW 8,262 42.5%
MSFT 7,799 17.6%
AMZN 7,597 22.6%
SGOV 7,502 NEW
Top Reduces (Value $000, Stocks/ETFs)
UNH -5,674 -38.1%
PTLC -5,618 -43.5%
TIP -5,529 -39.4%
EFA -4,640 -63.6%
DGRO -4,601 -9.4%
ISTB -4,527 -45.5%
DMAR -4,347 -100.0%
NOC -4,147 -60.4%
STIP -4,022 -56.5%
FTGC -3,718 -62.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type