FIRST TRUST ADVISORS LP

Q1 2014 13F-HR Detailed Holdings

Location
Wheaton, IL
Holdings as of
3/31/2014
Date filed
5/12/2014
Form type
13F-HR
Num holdings
2,239
Total value ($000)
$22,756,221
Net value change ($000)
+2,130,394 (10.3%)
New positions
209
Sold out positions
165
Turnover %
8.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/8/2014 Next filing: 8/11/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EPD 134,015 5017.4%
ENBRIDGE ENERGY PARTNERS L P 85,185 2010.0%
KINDER MORGAN MANAGE 68,747 NEW
INTERMUNE INC 64,254 144.2%
WEP 56,489 NEW
WHITEWAVE FOODS COMPANY 55,953 NEW
ARLP 47,508 NEW
PAA 47,175 1741.4%
Alphabet Inc. Class C 46,998 21.8%
ENB 46,011 963.2%
Top Reduces (Value $000, Stocks/ETFs)
WHR -69,716 -78.6%
GIL -68,164 -100.0%
FLS -63,996 -75.2%
MHK -62,380 -90.8%
TUP -57,081 -90.9%
CP -56,898 -100.0%
GE -53,196 -86.0%
EXP -52,594 -81.8%
GREEN MOUNTAIN COFFE -52,097 -100.0%
MANH -50,548 -95.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None