FIRST TRUST ADVISORS LP

Q1 2014 13F-HR Holdings

Location
Wheaton, IL
Holdings as of
3/31/2014
Date filed
5/12/2014
Form type
13F-HR
Num holdings
2,239
Total value ($000)
$22,756,221
Net value change ($000)
+2,130,394 (10.3%)
New positions
209
Sold out positions
165
Turnover %
8.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/8/2014 Next filing: 8/11/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EPD 134,015 5017.4%
ENBRIDGE ENERGY PARTNERS L P 85,185 2010.0%
KINDER MORGAN MANAGE 68,747 NEW
INTERMUNE INC 64,254 144.2%
WEP 56,489 NEW
WHITEWAVE FOODS COMPANY 55,953 NEW
ARLP 47,508 NEW
PAA 47,175 1741.4%
Alphabet Inc. Class C 46,998 21.8%
ENB 46,011 963.2%
Top Reduces (Value $000, Stocks/ETFs)
WHR -69,716 -78.6%
GIL -68,164 -100.0%
FLS -63,996 -75.2%
MHK -62,380 -90.8%
TUP -57,081 -90.9%
CP -56,898 -100.0%
GE -53,196 -86.0%
EXP -52,594 -81.8%
GREEN MOUNTAIN COFFE -52,097 -100.0%
MANH -50,548 -95.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type