FIRST TRUST ADVISORS LP

Q4 2013 13F-HR/A Holdings

Location
Wheaton, IL
Holdings as of
12/31/2013
Date filed
8/8/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
2,195
Total value ($000)
$20,625,827
Net value change ($000)
—
New positions
2192
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/12/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Alphabet Inc. Class C 215,730 —
META 182,227 —
AMZN 170,185 —
INTC 150,543 —
T 136,348 —
BOOKING HLDGS INC 120,872 —
EBAY 114,212 —
Yahoo! Inc. 113,762 —
UTHR 108,016 —
MSFT 100,578 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type