FIRST TRUST ADVISORS LP

Q2 2014 13F-HR Holdings

Location
Wheaton, IL
Holdings as of
6/30/2014
Date filed
8/11/2014
Form type
13F-HR
Num holdings
2,206
Total value ($000)
$24,068,722
Net value change ($000)
+1,312,501 (5.8%)
New positions
164
Sold out positions
197
Turnover %
6.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ALPHABET INC CL C 117,840 NEW
KEURIG GREEN MOUNT 57,138 200.6%
FBT 50,283 229.9%
PFE 49,494 119.4%
PM 49,414 527.8%
BF-A 48,755 603.9%
FXH 46,149 221.3%
HILLSHIRE BRANDS CO COM 45,029 596.4%
FXG 44,962 231.6%
FDN 44,562 210.2%
Top Reduces (Value $000, Stocks/ETFs)
Alphabet Inc. Class C -138,542 -52.7%
EPD -133,488 -97.7%
ENBRIDGE ENERGY PARTNERS L P -82,472 -92.2%
MRK -69,339 -91.5%
KINDER MORGAN MANAGE -68,747 -100.0%
WEP -56,489 -100.0%
ARLP -46,983 -98.9%
ENB -46,254 -91.1%
PAA -45,276 -90.8%
ET -44,880 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type