FIRST TRUST ADVISORS LP

Q3 2023 13F-HR Holdings

Location
Wheaton, IL
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
2,340
Total value ($000)
$84,375,696
Net value change ($000)
-3,570,184 (-4.1%)
New positions
205
Sold out positions
212
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2023 Next filing: 2/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QTEC 683,758 NEW
CVX 219,114 37.4%
ACN 184,420 109.4%
ACGL 176,802 756.7%
VRTX 175,578 172.1%
GE 168,796 479.9%
UNP 166,412 215.9%
HD 165,846 186.0%
MCO 160,969 4763.8%
CL 158,138 220.6%
Top Reduces (Value $000, Stocks/ETFs)
FTXG -669,175 -100.0%
NTAP -222,173 -45.0%
CMI -186,135 -66.5%
HOLX -182,882 -89.6%
MOH -178,734 -88.7%
IPG -178,571 -50.3%
AON -178,434 -95.0%
UPS -175,429 -66.9%
ELV -174,030 -46.9%
INTC -167,297 -43.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type