FIRST TRUST ADVISORS LP

Q3 2023 13F-HR Detailed Holdings

Location
Wheaton, IL
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
2,578
Total value ($000)
$84,375,696
Net value change ($000)
-3,570,184 (-4.1%)
New positions
205
Sold out positions
212
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2023 Next filing: 2/13/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QTEC 683,758 NEW
CVX 219,114 37.4%
ACN 184,420 109.4%
ACGL 176,802 756.7%
VRTX 175,578 172.1%
GE 168,796 479.9%
UNP 166,412 215.9%
HD 165,846 186.0%
MCO 160,969 4763.8%
CL 158,138 220.6%
Top Reduces (Value $000, Stocks/ETFs)
FTXG -669,175 -100.0%
NTAP -222,173 -45.0%
CMI -186,135 -66.5%
HOLX -182,882 -89.6%
MOH -178,734 -88.7%
IPG -178,571 -50.3%
AON -178,434 -95.0%
UPS -175,429 -66.9%
ELV -174,030 -46.9%
INTC -167,297 -43.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 RiverFront Investment Group, LLC 028-13577
2 Horizon Investments, LLC 028-15165
3 STONEBRIDGE ADVISORS LLC 028-22691