UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q1 2014 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
925
Total value ($000)
$4,693,528
Net value change ($000)
+1,755,388 (59.7%)
New positions
369
Sold out positions
39
Turnover %
20.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/20/2014 Next filing: 2/14/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLF 98,542 5796.6%
IVW 86,803 31336.8%
IVE 83,031 NEW
IWV 71,697 8862.4%
VTI 64,411 1393.9%
IEFA 56,213 16830.2%
BND 49,671 4888.9%
PEP 46,135 NEW
XOM 38,985 360.5%
PG 37,808 NEW
Top Reduces (Value $000, Stocks/ETFs)
IYJ -58,831 -99.0%
VOD -18,742 -100.0%
MA -10,976 -88.0%
SHY -7,991 -71.1%
iShares, Inc. -7,957 -81.1%
LKQ -5,562 -43.3%
EQT -3,938 -25.5%
RL -3,752 -100.0%
LVS -3,625 -31.0%
PXF -3,584 -52.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type