UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q3 2019 13F-HR/A Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2019
Date filed
2/14/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,308
Total value ($000)
$14,298,927
Net value change ($000)
—
New positions
1284
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 5/14/2014 Next filing: 2/14/2020 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GOVT 537,851 —
IVV 430,095 —
VUG 355,183 —
VTV 348,053 —
AAPL 345,044 —
IEFA 341,806 —
IGIB 316,150 —
IEMG 243,683 —
DBEF 237,885 —
MBB 218,051 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 26,173 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type