UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q1 2014 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
925
Total value ($000)
$4,693,528
Net value change ($000)
+1,755,388 (59.7%)
New positions
369
Sold out positions
39
Turnover %
20.8%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/20/2014 Next filing: 2/14/2020 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLF 98,542 5796.6%
IVW 86,803 31336.8%
IVE 83,031 NEW
IWV 71,697 8862.4%
VTI 64,411 1393.9%
IEFA 56,213 16830.2%
BND 49,671 4888.9%
PEP 46,135 NEW
XOM 38,985 360.5%
PG 37,808 NEW
Top Reduces (Value $000, Stocks/ETFs)
IYJ -58,831 -99.0%
VOD -18,742 -100.0%
MA -10,976 -88.0%
SHY -7,991 -71.1%
iShares, Inc. -7,957 -81.1%
LKQ -5,562 -43.3%
EQT -3,938 -25.5%
RL -3,752 -100.0%
LVS -3,625 -31.0%
PXF -3,584 -52.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None