UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q4 2019 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
12/31/2019
Date filed
2/14/2020
Form type
13F-HR
Num holdings
1,367
Total value ($000)
$15,500,435
Net value change ($000)
+1,201,508 (8.4%)
New positions
155
Sold out positions
95
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/14/2020 Next filing: 8/11/2020 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 107,128 31.0%
MSFT 47,837 30.2%
MA 45,487 116.7%
CSCO 40,425 41.5%
TXN 40,245 361.5%
VUG 30,114 8.5%
IEMG 29,393 12.1%
VGIT 26,459 125.1%
FIS 25,651 2660.9%
SCHWAB STRATEGIC TRUST 25,260 41.5%
Top Reduces (Value $000, Stocks/ETFs)
HD -44,136 -40.5%
CL -34,903 -67.5%
MO -34,507 -81.5%
FDX -28,541 -89.3%
Invesco Exchange-Traded Self-Indexed Fund Trust -26,678 -100.0%
SPGI -26,534 -88.8%
GOVT -23,941 -4.5%
SHY -19,953 -43.8%
ADI -19,061 -87.9%
XLU -18,214 -35.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 35,638 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP INC 028-04981
2 IMD Holdings, LLC
3 United Capital Financial Partners, Inc 028-13541