UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q4 2019 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
12/31/2019
Date filed
2/14/2020
Form type
13F-HR
Num holdings
1,367
Total value ($000)
$15,500,435
Net value change ($000)
+1,201,508 (8.4%)
New positions
155
Sold out positions
95
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/14/2020 Next filing: 8/11/2020 SEC filing

Snapshot: Change Analysis

Compared to Q3 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 107,128 31.0%
MSFT 47,837 30.2%
MA 45,487 116.7%
CSCO 40,425 41.5%
TXN 40,245 361.5%
VUG 30,114 8.5%
IEMG 29,393 12.1%
VGIT 26,459 125.1%
FIS 25,651 2660.9%
SCHWAB STRATEGIC TRUST 25,260 41.5%
Top Reduces (Value $000, Stocks/ETFs)
HD -44,136 -40.5%
CL -34,903 -67.5%
MO -34,507 -81.5%
FDX -28,541 -89.3%
Invesco Exchange-Traded Self-Indexed Fund Trust -26,678 -100.0%
SPGI -26,534 -88.8%
GOVT -23,941 -4.5%
SHY -19,953 -43.8%
ADI -19,061 -87.9%
XLU -18,214 -35.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 35,638 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type