UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q1 2020 13F-HR/A Holdings

Location
Newport Beach, CA
Holdings as of
3/31/2020
Date filed
8/11/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,182
Total value ($000)
$12,104,053
Net value change ($000)
-3,396,382 (-21.9%)
New positions
59
Sold out positions
232
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/14/2020 Next filing: 8/13/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BIL 196,595 1573.3%
SHY 177,682 694.0%
AGG 166,482 220.9%
VNQI 64,666 10531.9%
GD 23,155 1340.8%
VCIT 21,334 246.6%
SCHZ 16,751 38.7%
VGIT 13,267 27.9%
IHS Markit Ltd. 12,407 60.4%
COST 11,303 22.3%
Top Reduces (Value $000, Stocks/ETFs)
IEMG -125,053 -45.8%
AAPL -118,334 -26.2%
SCHP -102,220 -90.8%
VTV -88,119 -23.7%
VUG -68,724 -17.8%
IEFA -64,982 -17.8%
SCZ -58,962 -95.7%
BNDX -52,735 -61.4%
DBEF -52,221 -21.8%
IVV -48,194 -10.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 22,942 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type