UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q1 2021 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
3/31/2021
Date filed
5/14/2021
Form type
13F-HR
Num holdings
1,181
Total value ($000)
$18,071,512
Net value change ($000)
+1,474,842 (8.9%)
New positions
73
Sold out positions
75
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/17/2021 Next filing: 8/13/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BNL 415,585 NEW
VOO 167,359 42.2%
AGG 121,567 21.4%
VTV 62,511 14.4%
IEFA 57,097 10.9%
ACN 53,087 127.5%
HEFA 42,300 35.7%
XOM 34,874 53.6%
VCSH 31,169 135.1%
IVV 26,801 4.8%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -73,559 -12.6%
EXPD -41,560 -97.5%
WMT -38,003 -49.6%
QCOM -13,947 -17.0%
AMD -12,641 -88.2%
MTUM -12,532 -81.7%
NKE -9,614 -4.6%
CBSH -8,949 -83.6%
CPAY -8,850 -96.1%
LQD -7,618 -21.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,722 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 THE GOLDMAN SACHS GROUP, INC. 028-04981
2 IMD HOLDINGS, LLC
3 UNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541