UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q2 2021 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
6/30/2021
Date filed
8/13/2021
Form type
13F-HR
Num holdings
1,214
Total value ($000)
$19,854,134
Net value change ($000)
+1,782,622 (9.9%)
New positions
81
Sold out positions
63
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 5/14/2021 Next filing: 11/15/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q1 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 210,948 37.4%
AGG 188,725 27.4%
IVV 75,619 12.9%
HD 60,870 62.9%
AAPL 53,470 10.5%
GE 52,728 744.6%
BDX 47,946 87.8%
MSFT 44,347 15.8%
VUG 38,560 8.3%
HEFA 38,155 23.7%
Top Reduces (Value $000, Stocks/ETFs)
ACN -48,108 -50.8%
IHS Markit Ltd. -42,958 -74.2%
SPY -30,930 -28.8%
NVDA -20,294 -61.1%
GRFS -8,862 -95.4%
SAP -8,582 -43.9%
VXUS -8,503 -69.8%
BABA -7,430 -67.0%
INTC -6,240 -11.9%
BSV -6,151 -11.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 6,434 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP, INC. 028-04981
2 IMD HOLDINGS, LLC
3 UNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541