UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q3 2021 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
1,196
Total value ($000)
$20,006,783
Net value change ($000)
+152,649 (0.8%)
New positions
55
Sold out positions
62
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/13/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 133,828 17.3%
AGG 111,938 12.8%
V 50,885 56.8%
NVDA 39,136 303.1%
AIY 27,227 549.0%
JNK 23,289 16.6%
HEFA 21,362 10.7%
SHM 18,370 19.2%
GXO 17,373 NEW
IEFA 15,621 2.6%
Top Reduces (Value $000, Stocks/ETFs)
GE -59,809 -100.0%
BNL -46,261 -10.8%
PEP -41,797 -31.0%
ISRG -27,217 -64.1%
BDX -26,508 -25.8%
NKE -19,313 -8.5%
SDOG -12,825 -45.0%
AEP -12,808 -83.4%
XPO -10,689 -37.4%
VTV -9,149 -1.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,244 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type