UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q3 2021 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
1,196
Total value ($000)
$20,006,783
Net value change ($000)
+152,649 (0.8%)
New positions
55
Sold out positions
62
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/13/2021 Next filing: 2/14/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 133,828 17.3%
AGG 111,938 12.8%
V 50,885 56.8%
NVDA 39,136 303.1%
AIY 27,227 549.0%
JNK 23,289 16.6%
HEFA 21,362 10.7%
SHM 18,370 19.2%
GXO 17,373 NEW
IEFA 15,621 2.6%
Top Reduces (Value $000, Stocks/ETFs)
GE -59,809 -100.0%
BNL -46,261 -10.8%
PEP -41,797 -31.0%
ISRG -27,217 -64.1%
BDX -26,508 -25.8%
NKE -19,313 -8.5%
SDOG -12,825 -45.0%
AEP -12,808 -83.4%
XPO -10,689 -37.4%
VTV -9,149 -1.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,244 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP, INC. 028-04981
2 IMD HOLDINGS, LLC
3 UNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541