UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q4 2021 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
12/31/2021
Date filed
2/14/2022
Form type
13F-HR
Num holdings
1,199
Total value ($000)
$21,715,747
Net value change ($000)
+1,708,964 (8.5%)
New positions
78
Sold out positions
70
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/15/2021 Next filing: 5/16/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 241,559 26.6%
AAPL 125,231 21.8%
AGG 118,191 11.9%
IVV 67,933 10.2%
MSFT 53,518 16.0%
VTV 41,983 8.3%
HD 35,912 22.4%
ISRG 33,424 219.0%
HEFA 33,308 15.1%
PFE 32,571 171.5%
Top Reduces (Value $000, Stocks/ETFs)
VCSH -29,813 -35.8%
AIY -28,551 -88.7%
BNL -21,271 -5.5%
SBUX -14,670 -7.9%
BSJL -14,083 -100.0%
MDT -12,068 -16.2%
T -7,879 -23.5%
VZ -7,223 -11.3%
DIS -7,220 -6.5%
PHG -7,029 -93.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 4,438 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP, INC. 028-04981
2 IMD HOLDINGS, LLC
3 UNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541