Wellington Shields & Co., LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+10,615
(7.2%)
New positions
9
Sold out positions
12
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| ILMN | 5,936 | 33.2% |
| SPECTRANETICS CORP COM | 3,924 | 20.7% |
| AES | 889 | NEW |
| EXPRESS SCRIPTS HLDG CO | 608 | 7.1% |
| CHICAGO BRIDGE IRON | 534 | 22.2% |
| International Game Technology PLC | 409 | NEW |
| C | 368 | NEW |
| LIDCO GROUP | 334 | 46.6% |
| MSFT | 254 | 9.2% |
| KMB | 209 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| Coastal Energy Company USD | -883 | -100.0% |
| VOD | -505 | -100.0% |
| FX ENERGY INC | -411 | -8.9% |
| FLR | -267 | -100.0% |
| BONTQ | -266 | -32.4% |
| DDD | -223 | -100.0% |
| CMCSA | -219 | -100.0% |
| TRN | -217 | -44.2% |
| SEADRILL LIMITED | -208 | -100.0% |
| L | -203 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|