Wellington Shields & Co., LLC
Q2 2014 13F-HR Holdings
Net value change ($000)
+1,326
(0.8%)
New positions
10
Sold out positions
7
Turnover %
4.8%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q1 2014
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| ILMN | 4,408 | 18.5% |
| UEIC | 3,103 | 23.6% |
| CASI Pharmaceuticals, Inc (DE) | 933 | NEW |
| GEO | 722 | NEW |
| FX ENERGY INC | 522 | 12.4% |
| ORLY | 301 | NEW |
| SLB | 287 | 117.6% |
| WPC | 280 | 26.6% |
| SIGMA ALDRICH | 264 | NEW |
| CMCSA | 228 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| SPECTRANETICS CORP COM | -6,037 | -26.4% |
| CHICAGO BRIDGE IRON | -1,734 | -59.0% |
| VLO | -1,689 | -100.0% |
| EXPRESS SCRIPTS HLDG CO | -1,015 | -11.0% |
| ENTREMED INC | -972 | -100.0% |
| GEO GROUP INC | -638 | -100.0% |
| IBM | -335 | -6.7% |
| LIDCO GROUP | -264 | -25.1% |
| AMGN | -209 | -100.0% |
| WABCO Holdings Inc. | -206 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|