Wellington Shields & Co., LLC

Q3 2025 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2025
Date filed
11/5/2025
Form type
13F-HR
Num holdings
324
Total value ($000)
$383,408
Net value change ($000)
+30,140 (8.5%)
New positions
25
Sold out positions
17
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/5/2025 Next filing: 2/9/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 5,610 24.7%
GOOGL 2,420 39.9%
NVDA 1,884 17.9%
ABBV 1,296 23.5%
GOOGL 1,144 34.3%
JPM 1,105 7.6%
MSFT 1,099 3.2%
NEM 903 39.5%
CAT 792 22.9%
CEG 789 53.9%
Top Reduces (Value $000, Stocks/ETFs)
FLO -950 -18.4%
GTLS -588 -26.5%
HON -460 -9.6%
RDNT -450 -100.0%
IBM -429 -5.3%
MRK -328 -13.9%
WYNN -309 -100.0%
HSY -282 -100.0%
DIS -273 -7.2%
KMX -271 -32.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type