Wellington Shields & Co., LLC

Q4 2025 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2025
Date filed
2/9/2026
Form type
13F-HR
Num holdings
321
Total value ($000)
$405,404
Net value change ($000)
+21,996 (5.7%)
New positions
24
Sold out positions
27
Turnover %
3.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/5/2025 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q3 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LLY 4,165 42.6%
GOOGL 2,671 31.5%
SPY 1,677 56.4%
AAPL 1,646 5.8%
XOM 1,636 21.5%
PG 1,327 138.8%
CEG 1,182 52.4%
CAT 1,145 26.9%
ILMN 978 35.2%
TOST 700 NEW
Top Reduces (Value $000, Stocks/ETFs)
MSFT -1,469 -4.2%
GTLS -1,467 -89.8%
FLO -728 -17.3%
EFX -633 -37.8%
INSM -569 -100.0%
BX -565 -9.9%
TRMB -531 -100.0%
HON -412 -9.5%
PEJ -396 -100.0%
SMCI -348 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type