Wellington Shields & Co., LLC

Q1 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2026
Date filed
5/4/2026
Form type
13F-HR
Num holdings
321
Total value ($000)
$392,383
Net value change ($000)
-13,021 (-3.2%)
New positions
21
Sold out positions
21
Turnover %
2.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/9/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XOM 4,098 44.3%
GLW 1,404 54.2%
CAT 1,323 24.5%
ESI 1,120 NEW
CVX 735 37.1%
JNJ 698 20.1%
GEV 686 40.3%
HON 621 15.9%
SJM 531 NEW
KMI 514 20.6%
Top Reduces (Value $000, Stocks/ETFs)
MSFT -8,030 -23.7%
AAPL -2,265 -7.6%
LLY -2,023 -14.5%
IBM -1,519 -19.3%
BX -1,322 -25.8%
JPM -1,318 -8.6%
AVGO -1,280 -30.4%
GOOGL -1,010 -9.1%
FLO -875 -25.1%
APO -852 -28.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type