Prospera Financial Services Inc

Q1 2020 13F-HR Holdings

Location
Dallas, TX
Holdings as of
3/31/2020
Date filed
5/15/2020
Form type
13F-HR
Num holdings
509
Total value ($000)
$942,320
Net value change ($000)
-355,731 (-27.4%)
New positions
58
Sold out positions
144
Turnover %
17.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/12/2020 Next filing: 8/7/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPDR SERIES TRUST 26,619 66.7%
SHY 20,823 1535.6%
AGG 12,504 59.3%
AMD 5,213 325.0%
IEI 4,954 2108.1%
NFLX 4,503 451.7%
AMZN 4,409 42.6%
LLY 4,155 594.4%
GILD 3,863 390.6%
IEF 3,786 NEW
Top Reduces (Value $000, Stocks/ETFs)
FV -87,303 -66.6%
SPLV -31,358 -66.7%
PDP -29,211 -65.3%
FVD -7,939 -31.9%
BX -7,596 -27.5%
VMC -6,178 -100.0%
RSP -5,945 -63.0%
SPY -5,627 -44.8%
AAPL -5,572 -13.6%
DHR -4,955 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type