Gradient Investments LLC

Q4 2013 13F-HR Holdings

Location
Arden Hills, MN
Holdings as of
12/31/2013
Date filed
1/13/2014
Form type
13F-HR
Num holdings
586
Total value ($000)
$375,977
Net value change ($000)
New positions
582
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BND 21,174
CLAYMORE EXCHANGE TRD FD TR 16,571
POWERSHARES 14,112
CLAYMORE EXCHANGE TRD FD TR 13,991
IGSB 13,740
VUG 13,735
MBB 12,715
IVV 12,663
SPY 12,558
EES 12,257
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type