Gradient Investments LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+56,094
(14.9%)
New positions
135
Sold out positions
176
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| Guggenheim BulletShares 2017 HY C Bd ETF | 10,232 | 181.5% |
| CLAYMORE EXCHANGE TRD FD TR | 3,524 | 25.2% |
| BND | 3,350 | 15.8% |
| POWERSHARES | 3,114 | 22.1% |
| VUG | 2,940 | 21.4% |
| Global X Funds | 2,693 | 30.2% |
| EES | 2,635 | 21.5% |
| CLAYMORE EXCHANGE TRD FD TR | 2,321 | 14.0% |
| MSFT | 2,150 | 2171.7% |
| IVV | 2,111 | 16.7% |
Top Reduces (Value $000, Stocks/ETFs)
| Claymore Guggenheim BulletShares High Yld ETF | -9,425 | -99.0% |
| SUNOCO LOGISTICS PRTNRS L P | -2,009 | -98.6% |
| INTC | -1,963 | -95.2% |
| AYR | -1,931 | -98.7% |
| RCI | -1,890 | -98.9% |
| POTASH CORP OF SASKATCHEWAN INC | -1,876 | -99.9% |
| MAT | -1,815 | -99.9% |
| VALIDUS HOLDINGS LTD | -1,747 | -90.2% |
| SHAW COMMUNICATIONS INC | -1,747 | -98.9% |
| ABEV | -1,693 | -98.1% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|