Gradient Investments LLC

Q3 2023 13F-HR Holdings

Location
Arden Hills, MN
Holdings as of
9/30/2023
Date filed
10/27/2023
Form type
13F-HR
Num holdings
1,806
Total value ($000)
$3,788,609
Net value change ($000)
-94,654 (-2.4%)
New positions
179
Sold out positions
145
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/11/2023 Next filing: 1/18/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BJUL 58,918 5891800.0%
SMOT 41,208 1373600.0%
PJUL 37,550 NEW
SPDW 28,428 29.3%
TBJL 26,854 NEW
AMGN 16,513 1515.0%
SPYM 15,571 9.2%
IJUL 14,811 NEW
KJUL 14,683 NEW
QUAL 14,469 32.8%
Top Reduces (Value $000, Stocks/ETFs)
SPGP -72,356 -99.9%
SCHM -69,634 -99.8%
PFEB -61,145 -99.9%
BJUN -49,115 -99.9%
IGTR -36,191 -16.3%
ORCL -17,155 -97.8%
WTW -16,718 -99.7%
BMY -14,650 -61.7%
SPAB -14,420 -11.2%
BFEB -14,030 -99.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type