Gradient Investments LLC

Q4 2023 13F-HR Holdings

Location
Arden Hills, MN
Holdings as of
12/31/2023
Date filed
1/18/2024
Form type
13F-HR
Num holdings
1,832
Total value ($000)
$4,135,316
Net value change ($000)
+346,707 (9.2%)
New positions
140
Sold out positions
116
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/27/2023 Next filing: 4/23/2024 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HELO 42,663 NEW
GLDM 38,577 211.1%
AVEM 34,923 NEW
IQLT 31,996 246123.1%
SPYM 25,605 13.9%
BAUG 24,308 NEW
Goldman Sachs ETF Trust 19,410 43.0%
IGIB 18,354 18.7%
AXP 17,820 3176.5%
ULST 17,608 42.6%
Top Reduces (Value $000, Stocks/ETFs)
JEPI -48,073 -73.8%
PRFD -40,978 -55.6%
IEMG -40,741 -99.3%
SPTL -36,235 -99.6%
BR -18,090 -99.5%
SPDW -17,832 -14.2%
IGTR -17,478 -9.4%
SPLUNK INC -15,991 -99.6%
FITB -15,599 -99.2%
UNP -15,570 -96.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type