Opaleye Management Inc.

Q4 2013 13F-HR Holdings

Location
Cambridge, MA
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
23
Total value ($000)
$127,387
Net value change ($000)
New positions
22
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GENTIUM SPA SPONSORED ADR 29,240
GERN 13,200
PHARMACYCLICS INC 12,960
ARIAD PHARMACEUTICALS INC 11,857
NPS PHARMACEUTICALS INC 5,945
OMER 5,060
LAB 5,035
LGND 4,860
CEMPRA INC 4,745
Cardiovascular Systems Inc 4,455
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type