Regent Investment Management LLC
Q4 2013 13F-HR Holdings
Net value change ($000)
—
New positions
185
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to previous filing: —
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AAPL | 4,953 | — |
| CVS | 4,646 | — |
| JNJ | 4,349 | — |
| Alphabet Inc. Class C | 4,126 | — |
| WALGREEN CO | 3,950 | — |
| FARMERS CAP BANK CORP | 3,745 | — |
| JPM | 3,552 | — |
| GILD | 3,462 | — |
| PG | 3,400 | — |
| DEO | 3,257 | — |
Top Reduces (Value $000, Stocks/ETFs)
| — |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|