Regent Investment Management LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+10,933
(6.1%)
New positions
19
Sold out positions
16
Turnover %
11.3%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| ALPHABET INC CL C | 4,345 | NEW |
| PG | 932 | 27.4% |
| IWN | 816 | 193.4% |
| LLY | 802 | NEW |
| WALGREEN CO | 788 | 19.9% |
| VOD | 725 | NEW |
| CVS | 686 | 14.8% |
| VZ | 656 | 38.8% |
| JNJ | 651 | 15.0% |
| WFC | 601 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| Alphabet Inc. Class C | -4,126 | -100.0% |
| VOD | -1,444 | -100.0% |
| IWF | -1,009 | -100.0% |
| SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | -637 | -100.0% |
| XLI | -530 | -100.0% |
| IYT | -528 | -100.0% |
| KRE | -508 | -100.0% |
| KEL | -460 | -100.0% |
| SWKS | -357 | -100.0% |
| PEP | -305 | -15.3% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|